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05/06/2000
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Series 63 Practice ExamWhich of the following is NOT a requirement for Series 63 Practice Exam registration as a broker-dealer under the Uniform Securities Act? a. Filing a registration application b. Paying a registration fee c. Passing a qualifying exam d. Submitting a financial statement Answer: c. Passing a qualifying exam Under state securities laws, which of the following is considered an exempt...0 Yorumlar 0 hisse senetleri 547 Views 0 önizlemePlease log in to like, share and comment!
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